Providing references: financial services
Updating authors: Sam Clyndes and Tom Saville
Consultant editor: Michael Sholem, Macfarlanes
Summary
This guide outlines the regulatory requirements for employment references in financial services, focusing on obligations under the Senior Managers and Certification Regimes to ensure transparency, accuracy, and accountability in reference practices for FCA and PRA-regulated firms.
To continue reading, register for free access now.
Register now
Already a Brightmine HR and Compliance Centre user?
Log in
