Financial services sector information

New and updated

• Type:

  Employment law cases

  Whistleblowing: Aggravated damages awarded for "malicious" and "vindictive" treatment

  In Sinelnikova v ActivTrades plc, an employment tribunal upheld a compliance officer's claims of unfair dismissal, whistleblowing and victimisation after finding that she had been subjected to "concerted and malicious" action by her employer.

• Type:

  Contract clauses

  Compliance clause for certified staff in the regulated financial services sector

  A model compliance clause for certified members of staff in the regulated financial services sector.

• Type:

  Contract clauses

  Compliance clause for senior managers in the regulated financial services sector

  A model compliance clause for senior managers in the regulated financial services sector.

• Type:

  Contract clauses

  Compliance clause for conduct rules staff in the regulated financial services sector

  A model compliance clause for conduct rules staff in the regulated financial services sector.

• Type:

  Contract clauses

  Dismissal clause for senior managers in the regulated financial services sector

  A model dismissal clause for senior managers in the regulated financial services sector.

• Type:

  Contract clauses

  Dismissal clause for certified staff in the regulated financial services sector

  A model dismissal clause for certified members of staff in the regulated financial services sector.

• Type:

  Contract clauses

  Dismissal clause for conduct rules staff in the regulated financial services sector

  A model dismissal clause for conduct rules staff in the regulated financial services sector.

• Type:

  Letters and forms

  Letter informing certified employee in regulated financial services sector of promotion or transfer

  A model letter informing a certified employee working in the regulated financial services sector of a promotion or transfer.

• Type:

  Letters and forms

  Letter informing senior manager in regulated financial services sector of promotion or transfer

  A model letter informing a senior manager working in the regulated financial services sector of a promotion or transfer.

• Type:

  Letters and forms

  Letter informing conduct rules employee in regulated financial services sector of promotion or transfer

  A model letter informing a conduct rules employee working in the regulated financial services sector of a promotion or transfer.